Statistical Process Control (SPC) or statistical quality control (SQC) is the application of statistical methods to monitor and control the quality of a production process. SPC helps ensure that the process operates efficiently, producing more specification-conforming products with less waste scrap. Key tools used in SPC include run charts, control charts, a focus on continuous improvement, and the design of experiments. SPC can be applied to any process where the output can be measured and conforms to specifications. It emphasizes early detection and prevention of problems, reducing waste and the need for rework or scrapping of finished products. SPC was pioneered by Walter A. Shewhart in the 1920s and has since been widely adopted in various industries.
Key Takeaways:
- Statistical Process Control (SPC) is the application of statistical methods to monitor and control the quality of a production process.
- SPC helps ensure efficiency, reduce waste, and produce specification-conforming products.
- Key tools used in SPC include run charts, control charts, continuous improvement, and the design of experiments.
- SPC can be applied to any process that can be measured and conforms to specifications.
- SPC emphasizes early problem detection and prevention, reducing the need for rework or scrapping of finished products.
History of Statistical Process Control
Statistical process control (SPC) can be traced back to the early 1920s when it was pioneered by Walter A. Shewhart at Bell Laboratories. Shewhart’s groundbreaking work laid the foundation for SPC by introducing the concept of statistical control and developing the control chart. His innovative ideas revolutionized quality management and had a significant impact on various industries.
“The application of statistical methods…is essential to the economical production of goods.”
In his pursuit of improving manufacturing processes, Shewhart collaborated with Colonel Leslie E. Simon to apply control charts to munitions manufacture during World War I. The successful implementation of control charts provided a rational statistical basis for sampling inspection, leading to more efficient production practices.
Shewhart’s work did not gain widespread recognition until it was introduced to Japanese industry by W. Edwards Deming, an American engineer and statistician. Deming played a crucial role in training American industry in SPC during World War II, later becoming renowned for his contributions to quality management.
| Key Figures | Key Contributions |
|---|---|
| Walter A. Shewhart | Developed the control chart Introduced the concept of statistical control |
| W. Edwards Deming | Introduced SPC to Japanese industry Played a key role in training American industry in SPC |
Thanks to the pioneering efforts of Walter A. Shewhart and the subsequent contributions of W. Edwards Deming, statistical process control has become an integral part of quality assurance practices across industries.
Common and Special Sources of Variation in SPC
In statistical process control (SPC), understanding the sources of variation is crucial for maintaining process stability and improving product quality. Variation in a process can be classified into two main categories: common causes and special causes.
Common Causes:
Common causes, also known as natural variation, are inherent to the process and affect it consistently over time. These causes are part of the normal variation expected in any process. Examples of common causes include fluctuations in temperature, humidity, or raw material properties.
Common causes of variation lead to a statistically stable and repeatable distribution, forming the basis for establishing control limits on control charts. Control limits help identify the range of variation that is expected from common causes alone. Any variation within these limits is considered to be due to common causes.
Special Causes:
Special causes, also referred to as assignable causes, are factors that arise unpredictably and are not part of the normal variation in the process. These causes can lead to non-random patterns or shifts in the process, indicating a departure from normal operating conditions.
Special causes can arise from various factors, such as equipment malfunctions, operator errors, or changes in raw material quality. Unlike common causes, special causes introduce variability that is not consistent over time. It is important to identify and address special causes promptly to maintain process stability and prevent non-conforming products from being produced.
By distinguishing between common and special causes of variation, SPC enables process owners and quality practitioners to take appropriate actions based on the nature of the variation observed. Common causes necessitate process adjustment and improvement, while special causes require targeted investigation and corrective action.
Benefits of Understanding Variation:
Understanding the different sources of variation in a process is vital for effective quality management. It allows organizations to:
- Monitor and control process performance.
- Distinguish between expected variation and abnormal variation.
- Identify potential opportunities for process improvement.
- Reduce waste and rework by addressing the root causes of variation.
- Enhance product and service quality by minimizing variation.
- Ensure customer satisfaction through consistent, reliable output.
By implementing statistical process control and effectively managing variation, organizations can achieve more efficient and reliable processes, resulting in improved overall performance and customer satisfaction.
To further illustrate the concept of common and special causes of variation, consider the following example:
“A manufacturing company producing screws uses statistical process control to monitor the length of its screws. Over a period of time, the process has been running smoothly and producing screws with a consistent average length. However, one day, the length of the screws suddenly starts fluctuating outside the expected range. Upon investigation, it is discovered that a machine malfunction was causing the variation. The machine is repaired, and the process returns to its stable state, producing screws within the desired specifications.”
In this example, the common causes of variation refer to the expected fluctuations in screw lengths due to factors like temperature and raw material properties. The special cause was the machine malfunction, causing an abnormal shift in the process. By identifying and addressing the special cause, the company was able to maintain process stability and ensure product quality.
Application of SPC in Different Processes
Statistical process control (SPC) is a versatile tool that can be applied to a wide range of processes, both in manufacturing and non-manufacturing sectors. Let’s explore how SPC is utilized in various industries to ensure quality assurance and control.
Quality Assurance vs. Quality Control
Before delving into the application of SPC, it’s essential to understand the distinction between quality assurance and quality control. Quality assurance focuses on preventing defects and errors in the production process, ensuring that products meet the required standards. On the other hand, quality control involves monitoring and testing the products to identify and rectify any deviations from the specified requirements.
SPC plays a crucial role in both quality assurance and quality control practices, contributing to overall product quality improvement and early detection of process variations.
SPC in Manufacturing
In the manufacturing sector, SPC is widely used to ensure conformance to specifications and maintain consistent quality throughout the production process. By monitoring key process parameters and using control charts, manufacturers can detect any variations or anomalies, allowing them to take immediate corrective actions. This proactive approach helps prevent defects and facilitates efficient production processes, reducing waste and increasing customer satisfaction.
An example of SPC in manufacturing is the automotive industry, where control charts are utilized to monitor critical dimensions of components and identify potential issues before they impact the final product’s quality. By closely tracking these dimensions, manufacturers can identify any drifts or shifts in the process, enabling them to proactively adjust the production parameters and maintain strict adherence to specifications.
SPC in Non-Manufacturing Processes
While SPC is commonly associated with manufacturing, its principles and techniques can be applied to non-manufacturing processes as well. Industries such as financial auditing, IT operations, healthcare, and service sectors can benefit from SPC to monitor and control the quality of their processes and services.
For instance, in financial auditing, SPC can be employed to analyze transaction data and identify any unusual patterns or discrepancies that may indicate errors or fraud. By applying statistical methods and control charts, auditors can detect outliers or non-random patterns, helping them focus their efforts on areas that require further investigation.
In IT operations, SPC can be utilized to monitor system performance, network latency, and response times. By setting control limits and continuously monitoring these metrics, IT teams can spot any deviations from normal behavior and proactively address potential issues or bottlenecks before they lead to system failures or disruptions in service.
SPC in Action – A Comparative Analysis
| SPC in Manufacturing | SPC in Non-Manufacturing Processes |
|---|---|
| Focuses on conformance to specifications | Ensures consistency and quality of processes and services |
| Monitors critical process parameters and uses control charts | Applies statistical methods to analyze data and identify anomalies |
| Early detection of process variations for immediate corrective actions | Identifies unusual patterns or discrepancies for further investigation |
| Reduces waste and improves overall product quality | Increases efficiency and enhances customer satisfaction |
As the table above illustrates, while there are variations in the application and specific techniques used, the core principles of SPC remain consistent across different industries. SPC provides a systematic approach to monitoring and maintaining control over processes, resulting in improved quality, reduced waste, and increased efficiency.
In the next section, we will explore the process of collecting and recording data in SPC, and the different types of data used.
Collecting and Recording Data in SPC
In Statistical Process Control (SPC), accurate data collection and recording are vital for effective monitoring and control of the production process. The data collected provides insights into the quality of the products and helps in identifying sources of variation.
Types of Data
Data in SPC can be categorized into two types: variable data and attribute data.
- Variable data: Variable data refers to measurable quantities such as product dimensions or process instrumentation readings. It is collected as numerical values, which can be continuous or discrete.
- Attribute data: Attribute data, on the other hand, represents qualitative characteristics and is collected as binary responses (e.g., pass/fail, yes/no). It provides information about the presence or absence of specific attributes in the product.
Both types of data play a crucial role in understanding the performance of the process and ensuring product quality.
Recording Data
Once the data is collected, it needs to be accurately recorded for further analysis. Data can be recorded as individual values or as averages of a group of readings, depending on the specific requirements of the process.
“Accurate data recording is essential for reliable analysis and interpretation of the process performance.”
Recorded data can be stored in electronic databases, spreadsheets, or specialized software designed for SPC purposes. Organizing and documenting the data in a systematic manner ensures easy accessibility and facilitates trend analysis over time.
Control Charts
Control charts are fundamental tools used in SPC to visually represent and monitor the collected data. They provide a graphical representation of the process variation and help in distinguishing between common cause variation and special cause variation.
Depending on the type of data being collected (variable or attribute), different types of control charts are used. Some commonly used control charts include:
- X-bar and R charts: X-bar charts plot the average values of variable data, while R charts show the range of variation within subgroups.
- P charts: P charts are used for attribute data, representing the proportion of nonconforming items or occurrences.
- U charts: U charts monitor the number of nonconformities per unit, making them suitable for attribute data with varying sample sizes.
These control charts provide valuable insights into the stability and predictability of the process, helping in the early detection of any deviations from the desired performance.

In this image, a control chart is depicted, showcasing the variation in a process over time. The image visually represents the importance of collecting and recording data in SPC for effective process control and quality assurance.
Example of a Control Chart:
| Sample Number | X-bar | R |
|---|---|---|
| 1 | 4.25 | 0.35 |
| 2 | 4.11 | 0.29 |
| 3 | 4.05 | 0.39 |
| 4 | 4.21 | 0.32 |
| 5 | 4.08 | 0.34 |
This table represents an example of an X-bar and R chart, showcasing the average values (X-bar) and the range (R) of a specific variable data over five samples. The control limits are used to determine if the process is in control or requires intervention.
Analyzing the Data in SPC
In Statistical Process Control (SPC), analyzing the recorded data points on control charts is crucial in understanding the variation within a process. By analyzing the data, we can distinguish between common cause and special cause variation, providing valuable insights into the stability and performance of the process.
Common cause variation refers to the expected variation that arises from the inherent randomness and fluctuation within a process. These variations fall within the established control limits and are considered inherent to the process. Common causes are typically the result of multiple minor factors that contribute to the overall variation in the process.
On the other hand, special cause variation indicates a significant change or shift in the process. These causes are not present in the process at all times and result in non-random patterns or shifts in the data. Special causes can be attributed to specific factors such as machine malfunctions, operator errors, or other external influences.
To effectively analyze the data in SPC, it is essential to monitor for trends, shifts, and other patterns. By detecting these changes, we can identify the presence of special causes and take appropriate actions to address and mitigate them. Analyzing the data allows us to maintain a stable and in-control process, reducing the likelihood of producing non-conforming products or encountering process issues.
“Analyzing the data in SPC enables us to differentiate between common causes and special causes of variation. This distinction is vital for understanding process stability and identifying areas for improvement.”
| Key Points | Description |
|---|---|
| Control Limits | Defined boundaries used to determine if a process is experiencing common cause variation or special cause variation. |
| Common Cause Variation | Expected variability within a process that occurs due to random sources and falls within the control limits. |
| Special Cause Variation | Significant changes or shifts in a process that are not part of the normal random variation and indicate the presence of specific causes. |
| Detecting Trends and Shifts | Monitoring the data for patterns, trends, and shifts to identify potential special causes and take corrective actions accordingly. |
Example:
Let’s consider a manufacturing process for producing bottles. The control chart for the fill volume of the bottles shows a consistent pattern within the control limits over a period of time. This indicates that common causes of variation are present, and the process is stable and in control.
The control chart displays the recorded fill volumes of the bottles along with the upper and lower control limits. By analyzing the data points, we can observe that they fall within the control limits, indicating that the process is working as expected within the normal variability.
However, if the control chart shows a sudden shift or trend outside the control limits, it indicates the presence of a special cause of variation. This could be due to a change in the machine settings or a deviation from the standard operating procedures. In such cases, immediate action needs to be taken to investigate and address the special cause in order to bring the process back into control and ensure consistent product quality.
Benefits of SPC
The implementation of statistical process control (SPC) offers several benefits in improving production processes and product quality. By effectively utilizing SPC techniques, businesses can achieve waste reduction, early problem detection, and efficient operations for enhanced productivity and customer satisfaction.
1. Waste Reduction
One of the key advantages of SPC is its ability to identify and address sources of variation in the production process. By understanding the root causes of waste and inefficiency, businesses can implement corrective actions to minimize defects and reduce the production of sub-standard products. This leads to significant cost savings by optimizing resource utilization and minimizing scrap or rework.
2. Improved Product Quality
SPC places a strong emphasis on early problem detection and prevention, allowing businesses to maintain consistent product quality. By continuously monitoring and controlling the production process, SPC helps identify and rectify issues before they escalate, reducing the likelihood of producing defective products. This results in higher customer satisfaction, improved brand reputation, and increased market competitiveness.
3. Early Problem Detection
Early detection of problems is crucial in maintaining process stability and minimizing the impact of special causes of variation. SPC provides real-time data analysis through control charts, allowing businesses to proactively identify trends, shifts, or abnormalities in the production process. This enables timely intervention to address issues and prevent deviations from product specifications, reducing the risk of delivering non-conforming products.
4. Efficient Production Processes
By implementing SPC, businesses can establish efficient production processes that operate within control limits. SPC enables organizations to monitor process performance, identify opportunities for improvement, and optimize process parameters. This not only leads to improved productivity and reduced cycle times but also helps streamline operations, minimize downtime, and enhance overall operational efficiency.

Implementing SPC
Implementing Statistical Process Control (SPC) is a crucial step in ensuring the effectiveness of quality management in manufacturing processes. By following a systematic approach, organizations can leverage SPC tools to improve process efficiency, reduce waste, and enhance product quality. The implementation process involves evaluating the manufacturing process, identifying critical characteristics, collecting and recording data, and using control charts to monitor performance.
Evaluating the Manufacturing Process
Prior to implementing SPC, it is essential to evaluate the manufacturing process to identify areas of waste and inefficiency. This evaluation helps determine the specific areas where SPC tools can have the greatest impact. By analyzing the process flow, observing operations, and conducting detailed assessments, organizations can pinpoint key process steps that require improved control and monitoring. This evaluation forms the foundation for effective SPC implementation.
Identifying Critical Characteristics
During the implementation of SPC, it is crucial to identify the critical characteristics of the design or process. Critical characteristics are the key parameters or variables that significantly impact the quality of the final product. These characteristics can include dimensions, specifications, or performance criteria. It is important to involve a cross-functional team in this identification process to ensure comprehensive coverage and diverse perspectives. Clear identification of critical characteristics enables organizations to focus their data collection efforts and effectively monitor the most important aspects of the process.
Collecting and Recording Data
Collecting and recording data is a fundamental aspect of SPC implementation. Organizations should establish a standardized data collection procedure for capturing measurements and observations related to the critical characteristics identified earlier. The data can be collected in the form of variable data (continuous measurements) or attribute data (categorical or discrete observations). Accurate and consistent data collection is essential for reliable analysis and interpretation. It is recommended to use data collection methods that minimize human error and ensure data integrity.
Using Control Charts
Control charts are powerful tools used in SPC to monitor and analyze process performance. The collected data is plotted on control charts to visualize the variation and detect any potential shifts or trends. Control charts provide a graphical representation of the process data, enabling organizations to distinguish between common cause variation (expected variation within control limits) and special cause variation (indicating the presence of assignable or non-random factors). By using control charts, organizations can proactively monitor the process, detect deviations from the norm, and take appropriate corrective actions when necessary.
| Steps to Implement SPC | Description |
|---|---|
| Evaluate the manufacturing process | Assess the process flow and identify areas of waste and inefficiency. |
| Identify critical characteristics | Determine the key parameters or variables that significantly impact product quality. |
| Collect and record data | Establish standardized data collection procedures to capture measurements related to critical characteristics. |
| Use control charts | Plot collected data on control charts to monitor process performance and detect variations. |
Conclusion
Statistical Process Control (SPC) is a fundamental tool for quality management, ensuring that production processes operate efficiently and deliver high-quality products. By employing SPC techniques, such as control charts and continuous improvement practices, organizations can monitor and control process variations, minimizing waste scrap and enhancing overall productivity.
The implementation of SPC involves evaluating the manufacturing process, identifying critical characteristics, and collecting data to develop control charts. SPC helps distinguish between common causes and special causes of variation, enabling early problem detection and prevention. This proactive approach to quality assurance practices ensures that deviations from specifications are identified and addressed promptly, preventing the production of sub-standard products.
SPC is widely applicable across various industries, ranging from manufacturing to non-manufacturing processes like financial auditing and healthcare. Regardless of the sector, SPC plays a pivotal role in quality control techniques, facilitating the reduction of waste, the improvement of product quality, and the optimization of production processes.
FAQ
What is Statistical Process Control (SPC)?
Statistical Process Control (SPC) is the application of statistical methods to monitor and control the quality of a production process. It helps ensure that the process operates efficiently, producing more specification-conforming products with less waste scrap.
Who pioneered Statistical Process Control?
Walter A. Shewhart pioneered Statistical Process Control at Bell Laboratories in the early 1920s. He developed the control chart and the concept of statistical control.
What are common and special sources of variation in SPC?
Common causes of variation refer to sources that consistently act on the process, leading to a stable and repeatable distribution. Special causes are factors causing variation that are not present at all times and can result in non-random patterns or shifts in the process.
In which types of processes can SPC be applied?
SPC can be applied to various processes, including manufacturing and non-manufacturing processes. It is used to ensure conformance to specifications and early detection of process variations.
How is data collected and recorded in SPC?
Data is collected through measurements of product dimensions or process instrumentation readings. It can be continuous variable data or attribute data, recorded as individual values or averages of a group of readings. Control charts are used to plot and monitor the collected data.
How does SPC analyze the data?
The data points on control charts are analyzed to distinguish between common cause and special cause variation. Common causes fall within control limits and indicate expected variation, while special causes indicate a significant change or shift in the process.
What are the benefits of implementing SPC?
Implementing SPC helps reduce waste in the production process by identifying and addressing variation sources. It improves overall product quality by emphasizing early problem detection and prevention. SPC enables efficient production processes and reduces the need for rework or scrapping of finished products.
How can SPC be implemented?
To implement SPC, the manufacturing process is evaluated to identify areas of waste and inefficiency. Critical characteristics are identified by a cross-functional team, and data collection and recording are done on these characteristics. Control charts are used to monitor the process.
What is the importance of Statistical Process Control?
Statistical Process Control plays a crucial role in quality management by monitoring and controlling the quality of production processes. It helps ensure efficient operations, reduced waste, and improved product quality.






